Submit Business: Retirement Plans
Start a new plan or move an existing plan to Principal®
If you and your client are ready to open a new retirement plan, or transfer an existing plan to Principal, please complete and sign the Notice of Intent (NOI) form. Once signed by the plan sponsor, please email completed NOI forms to RetirementSalesSupportTeam@principal.com or fax 515-248-3136.
Submitting the NOI form will start the implementation process. Your Broker/Dealer or RIA may require additional paperwork. Please review your firm's procedures upon submitting the NOI form.
What happens after I submit the NOI?
After you submit the NOI, we’ll review the information and send you an email with the contract number for the plan. If we need additional details, your internal wholesaler will contact you.
Next we’ll assign a client implementation manager. The client implementation manager will coordinate the entire implementation process with you and your client. To learn more about the implementation process, please go to our implementation page.
If you have any questions about submitting the NOI, please call our Advisor Support Team at 800-952-3343, option 2. We’re available from Monday-Friday from 7:30 a.m.-7:00 p.m. CT.