Left Navigator - Web Content Viewer (JSR 286)
Principal Securities Technology Solutions
Web Content Viewer

Training for Principal Securities Technology Solutions

Advisor Call/Training Schedule - 4th Quarter 2019

 
Call in # for all: 888-804-6749
 
Conference code: 5152359856
Password: training19
 
Questions? Contact the Principal Securities Sales Support team at: bdssalessupport@principal.com

 

Date Time Subject Description

Participant Link

Tuesday, October 8th, 2019 10:00 AM CT Albridge Advanced Learn about creating custom benchmarks and portfolios, client dashboard, report packages, and client view's available. Add to Calendar
Tuesday, October 15, 2019 3:00 PM CT New Account opening Walk through Unified Account Opening (UAO) and paperwork generation.  This will not cover e-signature due to time.  See other trainings for e-signature. Add to Calendar
Thursday, October 17, 2019 3:00 PM CT Business Practices (Best Interest) tips Business practices team will help point out how they're team is setup and tips on submitting business to keep new business moving efficiently. Add to Calendar
Tuesday, October 22, 2019 9:00 AM CT Cashiering - E-sign for Distributions Learn how to process various transactions in ICP while taking advantage of E-signature.   Add to Calendar
Thursday, October 31, 2019 10:00 AM CT Brokerage Trading Learn how to place one off equity and mutual fund buys and sells in brokerage accounts, as well as set up systematic buys and sells. Add to Calendar
Thursday, November 7, 2019 3:00 PM CT Taking advantage of integrations you have Many tools work together passing data/information.  Make sure you're taking advantage of them to make your world more efficient.  Things like CRM, LaserApp, Wealthscape, and Albridge can all connect as examples. Add to Calendar
Tuesday, November 12, 2019 9:00 AM CT End of Year checklist  How to best track your client RMDs, go over end of year checklist. Add to Calendar
Tuesday, November 19, 2019 9:00AM CT LaserApp Anywhere Learn about the web-based version of LaserApp that provides the capability of forms sharing and e-signature Add to Calendar
Tuesday, November 26, 2019 10:00 AM CT Business Practices (Best Interest) tips Business practices team will help point out how they're team is setup and tips on submitting business to keep new business moving efficiently. Add to Calendar
Tuesday, December 3, 2019 09:00 AM CT E-signature for account opening Cover how the e-signature process works including adding additional forms and using remote or in person signing. Add to Calendar
Thursday, December 5, 2019 10:00 AM CT Business Practices (Best Interest) tips Business practices team will help point out how they're team is setup and tips on submitting business to keep new business moving efficiently. Add to Calendar
Thursday, December 12, 2019 10:00 AM CT Reports and Alerts Showing how to use reports as well as commonly used reports and tips/tricks including setting up alerts for reports. Add to Calendar

 

Recorded Training        
Original Date Length (min) Subject Description Recording Link
January 31, 2019 33 Business status/BPM How to upload account paperwork for new accounts or service paperwork, track the status, and setup alerts Link to Recording

August 23, 2018

33 Fee-based Proposals How to run proposals for Advisory Select or Principal Managed accounts including tips/tricks in starting the account opening. Link to Recording
April 23, 2019 27 New Account opening Walk through Unified Account Opening (UAO) and paperwork generation.  This will not cover e-signature due to time.  See other trainings for e-signature.

Link to recording

May 7, 2019 32 E-signature for account opening Cover how the e-signature process works including adding additional forms and using remote or in person signing. Link to recording
October 11, 2018 17 E-delivery setup Learn how to send a "click to agree" email to your clients to enable e-delivery for one or more paper documents.   Link to recording

September 17, 2019

28 Advisory Select Models & Trading Learn how to build and maintain Advisory Select models within Envestnet, and how to use them to trade accounts. Link to recording
August 20, 2019 32 Business Practices Tips Business practices team will help point out how they're team is setup and tips on submitting business to keep new business moving efficiently. Link to recording
August 1, 2019 32 Morningstar Advisor Workstation Learn how to effectively use Morningstar Advisor Workstation to research securities, build portfolios, and many other features of the program Link to recording
May 23, 2019 31 Reports/Alerts Showing how to use reports as well as commonly used reports and tips/tricks including setting up alerts for reports. Link to recording
May 15, 2019 31 LaserApp Anywhere Learn about the web-based version of LaserApp that provides the capability of forms sharing and e-signature Link to recording

556103-082018

Small Banner Web Content Viewer