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Retirement plan compliance

Understanding how legislation affects retirement solutions is key to your business. We have several channels to help you and your clients keep up-to-date with the latest legislative and regulatory news.

Compliance news articles are used to share "hot topics" and information that you may want to communicate to your clients immediately. The articles do not have a set publication schedule. Compliance news articles are published within a few days following a release of a new or proposed law or regulation. The quick turn-around gives you an edge in communicating timely information to clients.

Compliance newsletters are a monthly newsletter that summarizes developments and items of interest that have occurred during the month.

Compliance news articles

November 2019:

October 2019:

September 2019:

Compliance newsletters

November 2019

  • 403(b) RAP Guidance
  • DOL Finalizes Overtime Requirements
  • Texas Deadline Relief
  • DOL Proposes E-Delivery Safe Harbor
  • PBGC Announced 2020 Levels
  • PBGC Reporting Changes

October 2019

  • PBGC Proposes Rate Change
  • TSP Changes Allow More Withdrawal Options
  • PBGC Creates New Forms Series
  • Final Hardship Withdrawal Regulations
  • Mississippi Disaster Relief

September 2019

  • PBGC Proposes 2020 Changes
  • IRS Tax Guidance for Uncashed Checks
  • IRS Extension for Closed DB Plans

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