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Retirement plan compliance

Understanding how legislation affects retirement solutions is key to your business. We have several channels to help you and your clients keep up-to-date with the latest legislative and regulatory news.

Compliance news articles are used to share "hot topics" and information that you may want to communicate to your clients immediately. The articles do not have a set publication schedule. Compliance news articles are published within a few days following a release of a new or proposed law or regulation. The quick turn-around gives you an edge in communicating timely information to clients.

Compliance newsletters are a monthly newsletter that summarizes developments and items of interest that have occurred during the month.

Compliance news articles

April 2018:

March 2018:

February 2018:

Compliance newsletters

May 2018

  • Requesting Comments for Determination Letters
  • IRS Formalizes Memo on Hardship Distribution Documentation
  • SEC Proposed Standard of Conduct Rulemaking Package
  • DOL Guidance for “Socially Responsible” Investments
  • IRS and Treasury Request Comments for 2018-2019 Priority Guidance Plan

April 2018

  • PBGC Proposed Regulations
  • Department of Labor Final Fiduciary Regulation Package Vacated
  • IRS Modifies Procedures for Cash Balance Pre-Approved Plans

February 2018

  • Changes to VCP Fees
  • IRS and PBGC Disaster Relief for California Victims
  • Tax Law Retirement Plan Impacts

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