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Retirement plan compliance

Understanding how legislation affects retirement solutions is key to your business. We have several channels to help you and your clients keep up-to-date with the latest legislative and regulatory news.

Compliance news articles are used to share "hot topics" and information that you may want to communicate to your clients immediately. The articles do not have a set publication schedule. Compliance news articles are published within a few days following a release of a new or proposed law or regulation. The quick turn-around gives you an edge in communicating timely information to clients.

Compliance newsletters are a monthly newsletter that summarizes developments and items of interest that have occurred during the month.

Compliance news articles

July 2019:

June 2019:

May 2019:

Compliance newsletters

July 2019

  • Proposed Withholding Changes
  • SEC Adopts Rulemaking Package for Standard of Conduct
  • PBGC Proposes Miscellaneous Corrections and Clarifications
  • IRS and PBGC June Disaster Relief

June 2019

  • Determination Letter Program Changes
  • IRS Proposes Form 5500 Changes
  • PBGC Final Regulation for Critical or Mass Withdrawal Multi-Employer Plans
  • PBGC Proposes New Forms
  • Regulatory Agenda Update

May 2019

  • DOL Proposes Overtime Changes
  • PBGC Announces Consultation Support
  • ERISA Advisory Council Issues 2018 Report
  • EPCRS Update
  • IRS and Treasury 2018-2019 Priority Guidance Update

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