Web Content Viewer

Retirement plan compliance

Understanding how legislation affects retirement solutions is key to your business. We have several channels to help you and your clients keep up-to-date with the latest legislative and regulatory news.

Compliance news articles are used to share "hot topics" and information that you may want to communicate to your clients immediately. The articles do not have a set publication schedule. Compliance news articles are published within a few days following a release of a new or proposed law or regulation. The quick turn-around gives you an edge in communicating timely information to clients.

Compliance newsletters are a monthly newsletter that summarizes developments and items of interest that have occurred during the month.

Compliance news articles

June 2018:

April 2018:

March 2018:

Compliance newsletters

July 2018

  • DOL Final Fiduciary Regulation Package Vacated Part 2
  • IRS and PBGC Disaster Relief for Hawaii

June 2018

  • DOL Fiduciary Regulation Package Update
  • Disaster Relief for Alabama, Indiana, and North Carolina
  • PBGC Guidance for Multiemployer Plans
  • Guidance on IRA Taxation to State’s Unclaimed Property

May 2018

  • Requesting Comments for Determination Letters
  • IRS Formalizes Memo on Hardship Distribution Documentation
  • SEC Proposed Standard of Conduct Rulemaking Package
  • DOL Guidance for “Socially Responsible” Investments
  • IRS and Treasury Request Comments for 2018-2019 Priority Guidance Plan

Small Banner Web Content Viewer