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Retirement plan compliance

Understanding how legislation affects retirement solutions is key to your business. We have several channels to help you and your clients keep up-to-date with the latest legislative and regulatory news.

Compliance news articles are used to share "hot topics" and information that you may want to communicate to your clients immediately. The articles do not have a set publication schedule. Compliance news articles are published within a few days following a release of a new or proposed law or regulation. The quick turn-around gives you an edge in communicating timely information to clients.

Compliance newsletters are a monthly newsletter that summarizes developments and items of interest that have occurred during the month.

Compliance news articles

September 2019:

August 2019:

July 2019:

Compliance newsletters

September 2019

  • PBGC Proposes 2020 Changes
  • IRS Tax Guidance for Uncashed Checks
  • IRS Extension for Closed DB Plans

August 2019

  • DOL Issues Final Rule for MEPs
  • GASB Changes for 457 Plans Proposed
  • IRS Proposes Exception to MEP Unified Plan Rule
  • 5500 Relief for Multiple Employer Plans
  • IRS and PBGC Disaster Relief for TX and MO

July 2019

  • Proposed Withholding Changes
  • SEC Adopts Rulemaking Package for Standard of Conduct
  • PBGC Proposes Miscellaneous Corrections and Clarifications
  • IRS and PBGC June Disaster Relief

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