Fee disclosure regulations
Principal® provides information and resources to help you and your clients understand and comply with the Department of Labor (DOL) 408(b)(2) plan sponsor fee disclosure regulations and 404(a) participant disclosure regulations.
Resources for plan sponsors
Use the following resources to help educate plan sponsors:
- The Fee reasonableness review checklist (PDF) is a sample template that helps plan fiduciaries through their evaluation process.
- The 408(b)(2) disclosure checklist (PDF) can help plan fiduciaries evaluate the reasonableness of fees related to the operation and management of a retirement plan.
- The Electronic delivery of participant disclosure materials (PDF) can help plan sponsors understand options for delivering disclosures electronically.
The subject matter in this communication is educational only and provided with the understanding that Principal® is not rendering legal, accounting, or tax advice. You should consult with appropriate counsel, financial professionals, and other advisors on all matters pertaining to legal, tax or accounting obligations and requirements.