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Principal Securities Retirement Plans

Product Platform

Principal Securities provides a robust offering of product providers to help you meet the needs of your plan sponsor clients looking for defined contribution and defined benefit solutions.  Our approved product platform helps support you on new retirement plan sales opportunities. When taking over existing retirement plans as broker of record, use the list of Servicing Product Sponsors as your guide.


Our fiduciary and non-fiduciary programs allow you choice in the type of services you offer and can support commission and fee-based compensation.  These flexible programs allow you to customize your value proposition to meet the unique needs of your retirement plan clients.

Business Submission


The Principal Securities Retirement Plan Support Team is here to help support your practice in the employer sponsored retirement plan space.  Our team helps educate you on Principal Securities’ fiduciary/non-fiduciary programs, available product platforms, and supporting technology. We also offer case consultation to help you present retirement plan solutions that meet the needs of your plan sponsor clients.

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