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More zero revenue funds available

01/28/2019

We heard you, loud and clear. Both you and your clients want retirement investments that offer fee transparency and simplicity. That’s why, beginning March 1, we’re making available more passively managed mutual funds as zero-revenue sharing.

  • Principal Lifetime Hybrid Funds (R6)
  • Principal LargeCap S&P 500 Index Fund (Institutional)
  • Principal MidCap S&P 400 Index Fund (R6)
  • Principal SmallCap S&P 600 Index Fund (R6)
  • Principal International Equity Index Fund (R6)
  • Principal Bond Market Index Fund (Institutional)1

Give your clients the investment options they want for their retirement plans. Contact your Principal representative or call us at 800-547-7754 for more information about our zero-revenue sharing mutual funds.

Plan sponsors with these investments

Plan sponsors with retirement plans with one or more of these mutual funds in any share class will be notified of the change during the normal 408(b)(2) disclosure process that takes place in February.

To see which of your clients currently offer one or more of these investment option(s), log in to our advisor website at advisors.principal.com.

  • Under Key Business Tools, click on Retirement Plan Dashboard
  • Go to the Investments tab, then click on Investment List

No action is needed from either you or your client.

1. Principal Bond Market Index Fund change to zero revenue share class was effective Dec. 30, 2017.

Carefully consider the Fund’s objectives, risks, charges, and expenses. Contact your financial professional or visit principal.com for a prospectus, or summary prospectus if available, containing this and other information. Please read it carefully before investing.

Investing involves risk, including possible loss of principal.

Asset allocation and diversification does not ensure a profit or protect against a loss. Equity investment options involve greater risk, including heightened volatility, than fixed-income investment options. Fixed-income investments are subject to interest rate risk; as interest rates rise their value will decline. International and global investing involves greater risks such as currency fluctuations, political/social instability and differing accounting standards. These risks are magnified in emerging markets.

There is no guarantee that a target date investment will provide adequate income at or through retirement.

Insurance products and plan administrative services provided through Principal Life Insurance Co. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., 800-547-7754, member SIPC and/or independent broker-dealers. Principal Life, Principal Funds Distributor, Inc. and Principal Securities® are members of the Principal Financial Group®, Des Moines, IA 50392. Certain investment options may not be available in all states or U.S. commonwealths.

© 2019 Principal Financial Services, Inc.

714560-012019

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